Summit Day Two

8:00 AM - 8:45 AM Registration & Coffee & Tea

9:00 AM - 9:15 AM Chairman’s Welcome Remarks

9:45 AM - 10:30 AM PANEL: The Age of Cognitive Computing: Practical Applications in Financial Governance, Risk and Compliance

PLENARY SESSIONS: FINANCIAL GRC WEEK
· Leveraging artificial intelligence and machine learning to revolutionise risk management and compliance
· Building predictive capabilities to empower financial risk management
· Big data analytics – The future of risk management?

8:00 AM - 8:45 AM PANEL: Advancing Cyber Resilience and Collaborative Innovation in a Digital Enterprise

PLENARY SESSIONS: FINANCIAL GRC WEEK
· Tackling cyber risk and insider threats in an increasingly digitised economy
· Developing a robust cyber risk management framework for incident monitoring, response and investigation
· Propelling innovations in critical infrastructure and the move to enterprise-wide cyber resilience

10:30 AM - 11:00 AM Morning Refreshment Break

11:00 AM - 11:30 AM Impact of the Rise of FinTech to Risk and Compliance

MEETING COMPLIANCE COSTS & CHALLENGES
Martin Leo, Executive Director, Risk Management, Morgan Stanley
· Getting to grips with FinTech’s growing influence on financial services and compliance readiness
· Embracing digital innovation and incorporating FinTech into risk models
· Keeping pace with FinTech regulations and developments in Asia

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Martin Leo

Executive Director, Risk Management
Morgan Stanley

11:30 AM - 12:15 PM PANEL: The Promise of RegTech in Enhancing the Efficiency and Effectiveness of Financial Compliance

MEETING COMPLIANCE COSTS & CHALLENGES
Tim Tesluk, Managing Director, Head of Compliance, Asia Pacific Global Markets, State Street
· Shaping new compliance and regulatory reporting standards with RegTech
· Managing compliance expectations and operational risks from vendor selection to security concerns and deployment costs
· Determining the relevant stakeholders and getting buy-in at all levels for RegTech implementation

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Tim Tesluk

Managing Director, Head of Compliance, Asia Pacific Global Markets
State Street

12:15 PM - 12:45 PM Digitising Governance, Risk and Compliance to Create Real Business Value

MEETING COMPLIANCE COSTS & CHALLENGES
· Maximising business performance with a world class GRC programme
· How digitisation can enable a holistic approach to compliance risk management
· Automating compliance to minimise risks and reduce financial backlash

12:45 PM - 2:00 PM Networking Lunch

INTERACTIVE ROUNDTABLE SESSIONS

2:00 PM - 3:30 PM A: Benefits and Challenges of Automating Compliance Processes


INTERACTIVE ROUNDTABLE SESSIONS

2:00 PM - 3:30 PM B: Enabling Effective and Comprehensive Third-Party Risk Management

INTERACTIVE ROUNDTABLE SESSIONS

2:00 PM - 3:30 PM C:Managing Cross-Border Compliance

Lisa Liao , Compliance Director , VISA

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Lisa Liao

Compliance Director
VISA

INTERACTIVE ROUNDTABLE SESSIONS

2:00 PM - 3:30 PM D: Meeting New Compliance Standards with Digital Customer Onboarding

3:30 PM - 4:00 PM Afternoon Refreshment Break

· Assessing risk appetite in aligning your compliance strategy
· Linking risk management to performance outcomes
· Inculcating a common risk understanding to enhance financial resilience and promote business growth

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Kevin Ludwick

Chief Compliance Officer for Asia Oceania and East Asia; General Manager of Asian Compliance Office
The Bank of Tokyo-Mitsubishi UFJ
· Identifying the gaps in an organisation’s approach to risk culture and conduct
· Setting the right metrics to measure, monitor and benchmark risk governance
· New rules for culture change: Adopting a top-down approach to drive culture transformation

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Marta Calado

Regional Head of Assurance, Asia Pacific
Barclays Investment Bank
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Julie Winkler

Group Chief Compliance Officer
FWD Insurance
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Stanley Park

Managing Director & Head of Legal APAC
Scotiabank

5:15 PM - 5:15 PM Chairman’s Closing Remarks & End of Summit

Interactive Discussion Groups: Structured to maximise interaction and in-depth focus on a topical subject matter, attendees will have the opportunity to participate in two roundtable sessions of their choice, which has close relevance to their area of expertise and / or scope of responsibility. [2 ROTATIONS @ 45MINS EACH]