Summit Day One


8:00 AM - 9:00 AM Registration & Coffee & Tea

8:45 AM - 9:00 AM Chairman’s Welcome Remarks

9:00 AM - 9:45 AM CXO PANEL: The Strategic Role of People, Process and Technology in Enhancing Financial Safeguards

PLENARY SESSIONS: FINANCIAL GRC WEEK
Niall Grady, Chief Compliance Officer, Asia , Prudential Corporation Asia Markus Blattmann, Chief Risk Officer Asia, Julius Baer Adam Singer, Managing Director, Head of Core Compliance, Asia Pacific, J.P. Morgan
· Aligning risk appetite and corporate objectives in structuring an enterprise-wide GRC programme
· Effective strategies and the latest innovations for managing change and financial risk in today’s economy
· Transforming risk culture and organisational governance in improving financial resilience and business performance

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Niall Grady

Chief Compliance Officer, Asia
Prudential Corporation Asia
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Markus Blattmann

Chief Risk Officer Asia
Julius Baer
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Adam Singer

Managing Director, Head of Core Compliance, Asia Pacific
J.P. Morgan

9:45 AM - 10:15 AM Leveraging Cognitive Capabilities in KYC to Transform Regulatory Compliance and Combat Financial Crime

PLENARY SESSIONS: FINANCIAL GRC WEEK


10:15 AM - 10:45 AM Reserved for plenary sponsor

PLENARY SESSIONS: FINANCIAL GRC WEEK

10:45 AM - 11:15 AM Morning Refreshment Break

· Taking a proactive approach to regulatory risk management amidst heightened enforcement and rising penalties
· Navigating changes in cross-border compliance
· How will digital innovation and the roles of RegTech and FinTech drive changes in risk and compliance?

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Graham Trace

Head of Litigation, Investigations & Enforcement – Asia Pacific
Barclays

Evelyn Koh

Head, Compliance, Private Banking – ASEAN & South Asia
Standard Chartered Bank

Roberto Ramirez Pinson

Retail Risk Regulatory Reporting Global Lead
Citi

12:00 PM - 12:30 PM Real-Time Risk Management: How MiFID II can be a Game Changer for Market Structures

REGULATORY COMPLIANCE
· Impact and broader implications of MiFID II on financial market stakeholders and business operating models
· Regulatory preparedness: Complying with risk requirements and surveillance measures under MiFID II
· What are the technology challenges to meeting MiFID II compliance requirements?

12:30 PM - 2:00 PM Networking Lunch

2:00 PM - 2:30 PM Building an Enhanced Competency Framework for Compliance and Operational Risk Management

GRC STRATEGY & IMPLEMENTATION
Dominic Wu, Managing Director, Senior Risk Manager - Asia Pacific, BNY Mellon
· Adhering to common competency standards and transparency in the current operating environment
· Conducting effective compliance and risk assessment to meet expanding expectations
· Redefining roles and responsibilities in managing emerging sources of compliance risk

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Dominic Wu

Managing Director, Senior Risk Manager - Asia Pacific
BNY Mellon
· Establishing accountability for risk oversight across functions
· Minimising compliance gaps and duplication in risk management efforts with the cross-functional approach
· Compliance and ethics: How to boost the performance of your liaison programme in responding to regulatory changes

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Benedicte Gardner

Managing Director, Head of Operational Risk – Asia Pacific
Credit Suisse
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Lambrecht Wessels, Head of Non-Financial Risk – ING Bank

Head of Non-Financial Risk
ING Bank
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Vic Tham

Chief Operating Officer, Transaction Banking, Asia
Bank of America Merrill Lynch
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Carsten Paasch

Executive Director, Financial Crime Compliance – Change & Strategy
Standard Chartered Bank

3:15 PM - 3:45 PM Reserved

3:45 PM - 4:15 PM Afternoon Refreshment Break

6:15 PM - 6:45 PM Ensuring Data Governance and Compliance with Latest Cyber Regulations

MANAGING RISK DYNAMICS
Sanjay Menon, Head of Technology Infrastructure Risk & Control Management- Asia Pacific, Citibank
· The importance of sound data governance in ensuring compliance and guiding business decisions
· Placing an organisation-wide emphasis on data governance in enhancing cyber security governance
· Making data governance an essential element of the overall IT strategy

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Sanjay Menon

Head of Technology Infrastructure Risk & Control Management- Asia Pacific
Citibank

4:45 PM - 5:15 PM Harnessing the Power of Data Analytics in Risk Assessment, Detection and Prevention

MANAGING RISK DYNAMICS
Chinnarat Boonmahanark, Head of Operational Risk , Siam Commercial Bank
· Leveraging analytics to effectively manage risk and prevent compliance failures
· The use of data analysis to support risk monitoring and incident investigation
· Turning data into insights: The value of weaving analytics into internal audit

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Chinnarat Boonmahanark

Head of Operational Risk
Siam Commercial Bank
· Adopting a robust and unified approach to navigating cyber and operational risks
· Connecting the technical aspects of cyber security with people and process risks for better monitoring and control
· What are the key building blocks for delivering alignment on operational risk and cyber security?

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Christian Karam

Global Head of Cyber Threat Intelligence | Chief Information Security Office, Asia Pacific
UBS
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Paul Manovella, Executive Director, Operational Resilience – UBS

Executive Director, Operational Resilience
UBS

5:45 PM - 5:45 PM Chairman’s Closing Remarks & End of Day One