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Day 1 - 21 February Tuesday

08:20 AM - 09:00 AM Registration & Morning Refreshments

09:00 AM - 09:15 AM Opening Remarks from the Chairperson

FINANCIAL GRC WEEK

09:15 AM - 09:45 AM Keynote Presentation: Upholding the Integrity of Asia’s Financial Services Market in the Age of Digital Globalisation

Chee Kin Lam, Managing Director & Head Group Legal, Compliance & Secretariat, DBS Bank
  • Re-assessing financial risks in the new digital global landscape: Where are the emerging areas of financial crime threats and non-compliance?
  • Building a resilient and agile organisational culture to mitigate regulatory and business risks
  • Benchmarking the effectiveness of your GRC program

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Chee Kin Lam

Managing Director & Head Group Legal, Compliance & Secretariat
DBS Bank

09:45 AM - 10:30 AM Keynote Panel Discussion: Setting Organisation-Wide Standards & Response Guidelines for Regulatory Compliance & Financial Threat Detection

Hema Latha Sinnakaundan, General Counsel, Chief Compliance Officer & Company Secretary, Sun Life Malaysia Rod Francis, Managing Director, Asia Pacific Regional Head, Anti Money Laundering (AML), Citi
  • Breaking down organisational silos for improved risk mitigation, financial compliance and crime prevention
  • Strategies to driving inter-department collaboration
  • Utilising digital technologies, analytics, central communication platforms for enhanced compliance and risk mitigation

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Hema Latha Sinnakaundan

General Counsel, Chief Compliance Officer & Company Secretary
Sun Life Malaysia
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Rod Francis

Managing Director, Asia Pacific Regional Head, Anti Money Laundering (AML)
Citi

10:30 AM - 11:15 AM Networking Break

CROSS-BORDER COMPLIANCE

11:15 AM - 11:45 AM Managing Cross-Border Compliance in a Shifting Regulatory Landscape

Andrew Robertson, Regional Head of Markets Compliance, Asia Pacific, Deutsche Bank AG
  • Keeping abreast with the latest developments in global cross-border compliance including sanctions
  • Conducting due diligence and effectively complying with complex and varied regulatory and operating requirements in Asia
  • Regulatory convergence: Evaluating the possibility of standardising implementation of cross border compliance in Asia

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Andrew Robertson

Regional Head of Markets Compliance, Asia Pacific
Deutsche Bank AG
  • Examining effective cross-border financial services marketing strategies
  • Undertaking regulated activities without triggering licensing requirements
  • Post-Brexit: How will Brexit impact financial services registration and distribution? What does this mean for Asia?

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Michael Ting

Chief Legal & Compliance Officer
Manulife International
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Kevin Ludwick

Chief Compliance Officer for Asia Oceania & East Asia
The Bank of Tokyo-Mitsubishi UFJ
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Andrew Robertson

Regional Head of Markets Compliance, Asia Pacific
Deutsche Bank AG

12:30 PM - 2:00 PM Networking Lunch

OUTSOURCING COMPLIANCE & RISK MANAGEMENT

2:00 PM - 2:45 PM Panel Discussion: Vendor Risk & Compliance Management: Third-Party vs. Subcontracting vs. Intra-Group Outsourcing

William Courtenay, Executive Director, Legal and Compliance, Morgan Stanley , , Jonathan Wise, Managing Director & Head of Legal SEA, Nomura Hema Latha Sinnakaundan, General Counsel, Chief Compliance Officer & Company Secretary, Sun Life Malaysia
  • Evaluating outsourcing options and the impact upon resource allocation and compliance risk management
  • Cyber security and data protection: Weighing the technological risks of various outsourcing arrangements
  • Implications of new MAS outsourcing guidelines on existing outsourcing compliance programmes

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William Courtenay

Executive Director, Legal and Compliance
Morgan Stanley
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Jonathan Wise

Managing Director & Head of Legal SEA
Nomura
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Hema Latha Sinnakaundan

General Counsel, Chief Compliance Officer & Company Secretary
Sun Life Malaysia

2:45 PM - 3:15 PM Case Study: Managing Outsourcing Risks across the Organisation with Societe's Generale's Bullseye Vth-Party Risk Management Model (BVRMM)

Mary Low, Director and Head of Operational Risk and Process Management, Societe Generale
  • Building an effective risk-based Vth-party risk management framework
  • Cost-benefit analysis in decision-making to outsource services
  • Integrating BVRMM with the new MAS Outsourcing guidelines

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Mary Low

Director and Head of Operational Risk and Process Management
Societe Generale

3:15 PM - 3:45 PM Networking Break

COMMON REPORTING STANDARD (CRS) & INDONESIA TAX AMNESTY

3:45 PM - 4:15 PM Case Study: Preparing for the Effective Implementation of Common Reporting Standard (CRS)

Michael Ting, Chief Legal & Compliance Officer, Manulife International
  • Overview of CRS requirements in Hong Kong
  • Tax due diligence: How can you collect sufficient and accurate tax information from clients?
  • Implementing CRS in Hong Kong: What is the next step and assessing is the possibility of standardising CRS implementation across multiple jurisdictions

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Michael Ting

Chief Legal & Compliance Officer
Manulife International
  • Latest regulatory updates, implementation progress and results-to-date
  • Determining your client's tax residency status
  • Enlisting regulators and leveraging Automatic Exchange of Information (AEI) in enforcing accurate residency and tax disclosure
  • Managing and improving tax compliance: To what extent should tax monitoring be done?

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Yustinus Prastowo

Executive Director
Center for Indonesia Taxation Analysis
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Vishal Kapoor

Head of Group Finance Audit & Risk Audit
DBS Bank
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Prof. John Hutagaol

Director for International Taxation of the Indonesian Directorate-General of Taxes
Ministry of Finance Indonesia

5:00 PM - 11:59 PM Closing Remarks from Chairperson & End of Conference Day One