26 - 27 February, 2019
Pan Pacific Singapore, Singapore

Summit Day Two

8:00 am - 9:45 am Registration & Coffee & Tea

9:00 am - 9:15 am Chairman’s Welcome Remarks

PLENARY SESSIONS: FINANCIAL GRC WEEK 2019

9:15 am - 9:45 am KEYNOTE: Combining Latest Investigation Techniques and Intelligence Exchanges to Combat Financial Crime REGULATORY COMPLIANCE

David Cope - Managing Director and Head of Financial Crime Compliance, Goldman Sachs
·      Conducting comprehensive AML, market manipulation and sanctions investigations
·      Utilising advanced analytics and automation in transaction monitoring and suspicious activities reporting
·      Ensuring robust AML/CFT systems for resolving identified financial risks
 
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David Cope

Managing Director and Head of Financial Crime Compliance
Goldman Sachs

9:45 am - 10:15 am Future-Proofing Cyber Strategies for Real-Time Incident Response and Investigation PLENARY SESSIONS: FINANCIAL GRC WEEK

  • Building a trusted cyber ecosystem with the right governance, people, processes and technology
  • Developing an agile framework for risk identification, protection, response and recovery
  • Enforcing risk controls to mitigate threats and enhance enterprise-wide cyber preparedness

10:45 am - 11:30 am Morning Refreshment Break

RISK MONITORING & REPORTING

11:00 am - 11:30 am Intelligence Exchanges to Elevate Awareness and Preparedness Against Financial Crime Threats

·      Insights on the latest threat actors in Asia’s financial landscape
·      Building threat intelligence capabilities for proactive defense and risk management
·      Forming effective intelligence networks to strengthen resilience against financial crimes

Yonny Yeung, Senior Inspector of Police, Anti-Deception Coordination Centre – Commercial Crime Bureau- Hong Kong Police Force   

11:30 am - 12:00 pm Conduct Risk for Enhanced Governance, Risk and Compliance

Geetha Sivapathasundram - Head of Compliance, CIMB-Principal Asset Management Berhad (CPAM) & ASEAN Region
·     Identifying the scope of conduct risk, risk appetite and misconduct in your business
·      Exploring the roles and responsibilities of conduct risk governance
·      Adopting the top down and bottom up approach and aligning incentive and reward programmes
·      Assessing the result of conduct risk to your business model and strategy
 
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Geetha Sivapathasundram

Head of Compliance
CIMB-Principal Asset Management Berhad (CPAM) & ASEAN Region

1:00 pm - 2:00 pm Networking Lunch

NEW TECHNOLOGY FRONTIERS IN RISK & COMPLIANCE

2:00 pm - 2:45 pm PANEL: Redefining the Regulatory Landscape with the Convergence of FinTech, RegTech and SupTech MEETING COMPLIANCE COSTS & CHALLENGES

Guy Sheppard - Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions SWIFT
Jeremiah Sadow - Executive Director, Group Financial Crimes Compliance, Standard Chartered Bank
  • Insights on Asia’s RegTech developments and its significance and drivers for GRC
  • Accelerating RegTech implementation to drive compliance efficiency and innovation
  • Overcoming challenges in regulatory compliance – Building a diversified RegTech ecosystem and exploring SupTech initiatives
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Jeremiah Sadow

Executive Director, Group Financial Crimes Compliance
Standard Chartered Bank

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Guy Sheppard

Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions
SWIFT

11:30 am - 12:00 pm Unifying Data Silos to Improve Risk Reporting Standards RISK MONITORING & REPORTING

Roberto Ramirez Pinson - Retail Risk Regulatory Reporting Global Lead, Citi
  • The importance of data visibility in risk assessment, reporting and management
  • Principles for effective data aggregation and risk reporting
  • Establishing consistent data governance standards to safeguard quality and reliability
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Roberto Ramirez Pinson

Retail Risk Regulatory Reporting Global Lead
Citi

3:15 pm - 3:45 pm Afternoon Refreshment Break

CONDUCT RISK

3:45 pm - 4:15 pm Effective Strategies for Identifying and Mitigating Insider Threat

David E. Vignola - Head, Compliance, Conflicts of Interest & Conduct Monitoring, Standard Chartered Bank
  • Using analytics to uncover anomalies across users and activities
  • Leveraging behavior profiling for insider threat detection and monitoring
  • Controlling and limiting privileged access to reduce insider threats
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David E. Vignola

Head, Compliance, Conflicts of Interest & Conduct Monitoring
Standard Chartered Bank

  • Practical insights to governing conduct on an enterprise level
  • Conducting employee due diligence and appropriate screenings to prevent misconduct
  • Defining, embedding and managing risk culture, compliance and enforcement
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Gaitri Sharma Sharma

Managing Director, Head - Group Operational Risk Management
CIMB Bank

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Maaike Van Meer

General Counsel
Aegon Asia

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Julie Winkler

Group Chief Compliance Officer
FWD Insurance

5:00 pm - 5:05 pm Chairman’s Closing Remarks & End of Summit