26 - 27 February, 2019
Pan Pacific Singapore, Singapore

Summit Day Two

8:00 am - 9:45 am Registration & Coffee & Tea

img

Guy Sheppard

Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions
SWIFT

PLENARY SESSIONS: FINANCIAL GRC WEEK 2019

9:15 am - 9:45 am KEYNOTE: Combining Latest Investigation Techniques and Intelligence Exchanges to Combat Financial Crime REGULATORY COMPLIANCE

David Cope - Managing Director and Head of Financial Crime Compliance, Goldman Sachs
·      Conducting comprehensive AML, market manipulation and sanctions investigations
·      Utilising advanced analytics and automation in transaction monitoring and suspicious activities reporting
·      Ensuring robust AML/CFT systems for resolving identified financial risks
 
img

David Cope

Managing Director and Head of Financial Crime Compliance
Goldman Sachs

·      Establishing a trusted cyber ecosystem with the right people, process and technology
·      Developing an agile framework for risk identification, protection, response and recovery
·      Enforcing risks controls to mitigate threats and enhance enterprise-wide cyber preparedness
img

Guy Sheppard

Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions
SWIFT

Tobias Gondrom,

Managing Director, Chief Information Security Officer – Group Technology & Operations –
United Overseas Bank (UOB)

10:45 am - 11:30 am Morning Refreshment Break

RISK MONITORING & REPORTING

11:00 am - 11:30 am Conduct Risk for Enhanced Governance, Risk and Compliance

Geetha Sivapathasundram - Head of Compliance, CIMB-Principal Asset Management Berhad (CPAM) & ASEAN Region
·     Identifying the scope of conduct risk, risk appetite and misconduct in your business
·      Exploring the roles and responsibilities of conduct risk governance
·      Adopting the top down and bottom up approach and aligning incentive and reward programmes
·      Assessing the result of conduct risk to your business model and strategy
 
img

Geetha Sivapathasundram

Head of Compliance
CIMB-Principal Asset Management Berhad (CPAM) & ASEAN Region

·      Examining the latest and top threat actors in Asia’s financial landscape
·      Forming effective intelligence networks to strengthen resilience against financial crime
·      Integration with other GRC applications to provide traceability for compliance with controls and risks
img

Pauline Reich

Senior Fellow, Centre of Excellence for National Security
S. Rajaratnam School of International Studies

img

David James

HMRC Fiscal Crime Liaison
British High Commission

img

Richard Carrick

Regional Head, Financial Crime Assurance - Asia Pacific
Barclays

1:00 pm - 2:00 pm Networking Lunch

NEW TECHNOLOGY FRONTIERS IN RISK & COMPLIANCE

1:30 pm - 1:35 pm Opening Remarks by Stream Chairman

Julie Winkler - Group Chief Compliance Officer FWD Insurance
img

Julie Winkler

Group Chief Compliance Officer
FWD Insurance

  • Insights on Asia’s RegTech developments and its significance and drivers for GRC
  • Accelerating RegTech implementation to drive compliance efficiency and innovation
  • Overcoming challenges in regulatory compliance – Building a diversified RegTech ecosystem and exploring SupTech initiatives
img

Jeremiah Sadow

Executive Director, Group Financial Crimes Compliance
Standard Chartered Bank

img

Guy Sheppard

Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions
SWIFT

img

John Neilson

Regional Head of Technology & Cyber Risk – Asia Pacific
Citibank

Mei Yen Lee

Head of Compliance, Asia
HSH Nordbank

2:15 pm - 2:45 pm Effective Strategies for Identifying and Mitigating Insider Threat

David E. Vignola - Head, Compliance, Conflicts of Interest & Conduct Monitoring, Standard Chartered Bank
·      Using analytics to uncover anomalies across users and activities
·      Leveraging behaviour profiling for insider threat detection and monitoring
·      Controlling and limiting privileged access to reduce insider risks

img

David E. Vignola

Head, Compliance, Conflicts of Interest & Conduct Monitoring
Standard Chartered Bank

3:15 pm - 3:45 pm Afternoon Refreshment Break

CONDUCT RISK

3:15 pm - 3:45 pm Unifying Data Silos to Improve Risk Reporting Standards RISK MONITORING & REPORTING

Roberto Ramirez Pinson - Retail Risk Regulatory Reporting Global Lead, Citi
  • The importance of data visibility in risk assessment, reporting and management
  • Principles for effective data aggregation and risk reporting
  • Establishing consistent data governance standards to safeguard quality and reliability
img

Roberto Ramirez Pinson

Retail Risk Regulatory Reporting Global Lead
Citi

  • Practical insights to governing conduct on an enterprise level
  • Conducting employee due diligence and appropriate screenings to prevent misconduct
  • Defining, embedding and managing risk culture, compliance and enforcement
img

Gaitri Sharma Sharma

Managing Director, Head - Group Operational Risk Management
CIMB Bank

img

Maaike Van Meer

General Counsel
Aegon Asia

img

Julie Winkler

Group Chief Compliance Officer
FWD Insurance

img

Leonard Ghione

Regional Head of Compliance Asia
Commerzbank AG

5:00 pm - 5:05 pm Chairman’s Closing Remarks & End of Summit