26 - 27 February, 2019
Pan Pacific Singapore, Singapore

Summit Day One


FINANCIAL GOVERNANCE RISK COMPLIANCE WEEK 2019


8:00 am - 9:00 am Registration & Coffee & Tea

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Guy Sheppard

Head of Asia Pacific Financial Crime Compliance, Intelligence & Data Solutions
SWIFT

PLENARY SESSIONS: FINANCIAL GOVERNANCE RISK COMPLIANCE WEEK

  • Re-architecting GRC strategies and processes in the digital age
  • Harnessing technology innovations for intelligent risk monitoring and compliance management
  • Reinforcing governance, trust and accountability to support and enable business growth
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Niall Grady

Chief Compliance Officer, Asia
Prudential Corporation Asia

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Conrad Lim

Deputy CEO and Senior Regulatory Counsel Asia
LGT Bank

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Stanley Park

Managing Director & Head of Legal APAC
Scotiabank

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Andrew Robertson

Managing Director, Regional Head of Markets Compliance – Asia Pacific
Deutsche Bank

10:30 am - 11:15 am Speed Networking & Morning Refreshment Break

REGULATORY RISK

11:00 am - 11:05 am Opening Remarks by Stream Chairman

Julie Winkler - Group Chief Compliance Officer FWD Insurance
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Julie Winkler

Group Chief Compliance Officer
FWD Insurance

·      Structuring a watertight data governance model in a connected business landscape
·      Effective measures to detect, monitor and mitigate non-compliance and incidences of data breach
  • ·      Administering combined assurance to enhance secure data management 
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Stanley Park

Managing Director & Head of Legal APAC
Scotiabank

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Niall Grady

Chief Compliance Officer, Asia
Prudential Corporation Asia

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Devaki Nathan

Director, Compliance & Operational Risk Management – Asia Pacific
Bank of America Merrill Lynch

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Glenn Seah

Head Legal, Compliance and Corporate Secretariat
Singapore Exchange Limited (SGX)

12:00 pm - 12:30 pm Developing a Robust Risk Assessment Framework Governing the Use of Technology

Martin Leo - Managing Director, Regional Head of Technology Business Controls, State Street Bank
·     Balancing the risks and promises of FinTech innovation
·      Expanding existing risk frameworks to include regulatory and operational risks from FinTech investments
·      Best practices in reviewing, monitoring and managing FinTech risks 
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Martin Leo

Managing Director, Regional Head of Technology Business Controls
State Street Bank

12:30 pm - 1:00 pm Networking Lunch

DIGITAL RISK & COMPLIANCE

·      Structuring a watertight data governance model in a connected business landscape
·      Effective measures to detect, monitor and mitigate non-compliance and incidences of data breach
  • ·      Administering combined assurance to enhance secure data management 
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Andrew Robertson

Managing Director, Regional Head of Markets Compliance – Asia Pacific
Deutsche Bank

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Edna Essien

Director, Data Protection and Technology Compliance, APAC
Scotiabank

Phelicia Goh Goh

Vice President, Technology Compliance – Asia Pacific
BNY Mellon

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Roberto Ramirez Pinson

Retail Risk Regulatory Reporting Global Lead
Citi

2:45 pm - 3:15 pm Risk Scoring: Measuring Risk for GDPR, ISO27001, Vendors, Breaches, DPIAs and More MANAGING RISK DYNAMICS

Rapheepong Ghai - Privacy Consultant, OneTrust
·      Understanding various approaches to conducting risk assessments
·      Learning how to define a risk criteria and how to calculate risk level
·      Tailoring a privacy and security program using a risk-based approach
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Rapheepong Ghai

Privacy Consultant
OneTrust

3:15 pm - 3:45 pm Afternoon Refreshment Break


INTERACTIVE DISCUSSION GROUPS [2 ROTATIONS @ 35MINS EACH]


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Sophie Hawkins

Head of Control Functions – Commercial Banking Asia
Lloyds Banking Group

3:45 pm - 5:00 pm ROUNDTABLE B: Third-Party Risk Management

Daniel Tong - Head, Policies and Analytics- Group Operational Risk Management OCBC
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Daniel Tong

Head, Policies and Analytics- Group Operational Risk Management
OCBC

3:45 pm - 5:00 pm ROUNDTABLE C: Conduct Risk and Culture

Peng Kwee Ang - Regional Head of Audit – Asia Pacific EFG Private Bank
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Peng Kwee Ang

Regional Head of Audit – Asia Pacific
EFG Private Bank

Structured to maximise interaction and in-depth focus on a topical subject matter, attendees will have the opportunity to participate in two roundtable sessions of their choice, which has close relevance to their area of expertise and/or scope of responsibility.

5:00 pm - 5:10 pm Chairman’s Closing Remarks followed by Cocktail Reception