Driving Financial Integrity, Agility & Resilience in Today’s Digital Economy
As regulators increase their scrutiny over the conduct of financial institutions in the region, compliance and risk officers now play a critical role in safeguarding the integrity of their organisation.
Coupled with an increasingly digitised operating environment, there is an even greater pressure for compliance and risk leaders to ensure the effectiveness and agility of their existing risk and compliance programs against new and unknown threats.
Part of the 2019 Financial Governance, Risk & Compliance Week, the Financial Compliance & Operational Risk Summit will cover topics ranging from enhancing cross border compliance, managing cyber threats, conduct risk and more!
Don’t miss this opportunity to hear best-in-class practices from Asia’s leading financial institutions on mitigating non-compliance and operational risk efficiently and effectively!
Our Featured Speakers From 2018
Chief Operating Officer, Transaction Banking, Asia
Bank of America Merrill Lynch
Retail Risk Regulatory Reporting Global Lead
Managing Director, Head of Operational Risk – Asia Pacific
Group Chief Compliance Officer
Managing Director, Head of Core Compliance, Asia Pacific
Chief Risk Officer Asia
Chief Compliance Officer, Asia
Prudential Corporation Asia
Managing Director & Head of Legal APAC
Managing Director, Head of Compliance, Asia Pacific Global Markets
Executive Director, Financial Crime Compliance – Change & Strategy
Standard Chartered Bank
Chief Compliance Officer for Asia Oceania and East Asia; General Manager of Asian Compliance Office
The Bank of Tokyo-Mitsubishi UFJ
Global Head of Cyber Threat Intelligence | Chief Information Security Officer, Asia Pacific
First Vice President & Chief Information Security Officer
Krung Thai Bank
Head of Group Transaction Surveillance – Group Legal & Regulatory Complia
Key Conference Theme
Keeping up with Asia’s Evolving Regulatory Landscape
Managing Risk & Compliance In The Digital Age
The Rise of Fintech & Regtech – Technology Risks or Opportunities?
Ensuring Cross Border Compliance
Cyber Risk Assessment & Mitigation Strategies
Managing Conduct & Risk Culture
Gain in-depth insights from Nomura, Standard Chartered Bank, BNY Mellon, Barclays on strengthening your compliance and operational risk framework in a shifting regulatory landscape.
Explore cyber risk management strategies with UBS, Citi, Aviva as they review emerging cyber threats and how financial institutions can ensure compliance with Asia’s latest cyber regulations.
INSTILLING ACCOUNTABLILTIY ACROSS FUNCTIONS
Hear best practices from Bank of America Merrill Lynch, Credit Suiise, ING as they reveal the keys to driving closing compliance gaps and driving effective collaboration across compliance and operational risk functions
FinTech and RegTech – Risk or Opportunity? Don’t miss exclusive insights from Morgan Stanley Investment Management, Maybank as they dissect the roles of FinTech and RegTech in compliance and risk management.
ETHICS, CULTURE & CONDUCT
Scotiabank, Barclays Investment, FWD Insurance will share how you can transform culture and manage conduct risk for improved policies and compliance.